SRA, SDT and Court Consequences

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Preview the first part of the topic. Unlock FLK2 Playbook to answer prompts, get marked against the answer key, repair gaps, and carry the topic into review.

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01
SRA Investigation Powers
What can the regulator do when a conduct concern is raised?
02
Referral to the SDT
Why might a case go beyond regulator-level outcome to disciplinary tribunal proceedings?
03
Disciplinary Sanctions
How do you connect sanction severity to culpability, harm and public confidence?
04
Court-Only Consequences
Which consequences remain court-based rather than regulator-based?
05
Separate Legal Outcomes
Why should you avoid treating discipline, civil liability and service remedy as the same outcome?
06
Building block 6
A solicitor misleads the court, causes client loss and gives poor service. Map the possible consequences without collapsing the regulator, tribunal, court and civil claim.

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SRA, SDT and Court Consequences

Guided prompts in this topic

SRA Investigation Powers

Referral to the SDT

Disciplinary Sanctions

Court-Only Consequences

Separate Legal Outcomes

Building block 6